Disclosure
Midland Wealth Management, Ltd is an Investment Advisor registered with the Texas State Securities Board. No client or potential client should assume that any information presented or made available on or through this website, is receipt of, or substitute for personalized financial planning or investment advisory advice. Financial planning and investment advisory advice can only be rendered after engagement of the Firm for services and executing the required documentation and receiving required disclosures. Please contact the firm for further information.
Other Disclosure
The information in this web site is based on data gathered from sources which we believe to be reliable. It is not guaranteed as to accuracy, does not purport to be complete and is not intended as the primary basis for investment decisions. Additionally, it should not be construed as advice meeting the particular investment needs of any investor.
PRIVACY NOTICE
Midland Wealth Management, Ltd. (referred to as “Midland”) maintains physical, electronic, and procedural safeguards that comply with federal standards to protect its clients’ nonpublic personal information (“information”). Through this policy and its underlying procedures, Midland attempts to secure the confidentiality of customer records and information and protect against anticipated threats or hazards to the security or integrity of customer records and information.
It is the policy of Midland to restrict access to all current and former clients’ information (i.e., information and records pertaining to personal background, investment objectives, financial situation, tax information/returns, investment holdings, account numbers, account balances, etc.) to those employees and affiliated/nonaffiliated entities who need to know that information in order to provide products or services to the client. Midland may disclose the client’s information if Midland is: (1) previously authorized to disclose the information to individuals and/or entities not affiliated with Midland, including, but not limited to the client’s other professional advisors and/or service providers (i.e., attorney, accountant, insurance agent, broker-dealer, investment adviser, account custodian, etc.); (2) required to do so by judicial or regulatory process; or (3) otherwise permitted to do so in accordance with the parameters of applicable federal and/or state privacy regulations. The disclosure of information contained in any document completed by the client for processing and/or transmittal by Midland in order to facilitate the commencement/continuation/termination of a business relationship between the client and a nonaffiliated third party service provider (i.e., broker-dealer, investment adviser, account custodian, insurance company, etc.), including information contained in any document completed and/or executed by the client for Midland (i.e., advisory agreement, client information form, etc.), shall be deemed as having been automatically authorized by the client with respect to the corresponding nonaffiliated third party service provider.
Midland permits only authorized employees and affiliates who have signed a copy of Midland’s Privacy Policy to have access to client information. Employees violating Midland’s Privacy Policy will be subject to Midland’s disciplinary process. Additionally, whenever Midland hires other organizations to provide services to Midland’s clients, Midland will require them to sign confidentiality agreements and/or the Privacy Policy.
Should you have any questions regarding the above, please contact Christopher N. Holtby, Chief Compliance Officer.