Posts Tagged ‘gift tax’

Gift tax: a wrinkle from the I.R.S.

Friday, September 3rd, 2010

A depressed asset (e.g. stock, partnership, real estate, private company) provides an opportunity to transfer (characterized as a gift) the value to the next generation.  This strategy is successful when the asset’s value appreciates and is worth more in the future. 

From the Chief Counsel Advice (CCA 201024059: Consequences of Gift Not “Adequately Disclosed”), per the IRS, gifts that are not “adequately disclosed” on a gift tax return provide the IRS the opportunity to assess the gift tax any time.  The IRS is not barred by the three year statute of limitations.   In a particular case, a taxpayer made a taxable gift of stock in a closely-held company.  Per the IRS, the gift tax return did not disclose “(1) any information with respect to the method used to determine the Fair Market Value of the stock; and (2) any description of the discounts used to value the stock that were in fact used to value the stock.”   The IRS differentiated between “adequately disclosed” and “adequately shown.”  There are numerous Internal Revenue Code and Treasury Regulations dealing with these differences.  If a gift tax can be assessed a long period of time after the actual gift has been made, penalties and interest can be added.  There are more moving parts, but that is the general gist of this issue. 

Bottom line:  If you are planning to transfer assets with temporarily depressed values, have your CPA and estate attorney understand the nuances found in Chief Counsel Advise 201024059.

Always Asking, Never Assuming™

Christopher Holtby

Beschäftigen Sie Besitzrechtsanwalt

Thursday, December 31st, 2009

That is a long title, in German, for estate attorneys in the upcoming year (I spoke German growing up, as my mother and grandparents are Austrian).  The estate planning world is in a state of flux.  On 1/1/2010, the gift tax drops to 35% (it’s currently 45% and increases to 55% on 1/1/2011 based on current law).  The gift tax is calculated on the tax-exclusive basis, making it a more tax-efficient transfer process than waiting to pay the estate tax rate.   For taxpayers living more than 3 years from the date of the taxable gift, only the value of the interest transferred will be used to calculate the deceased’s taxable estate.  For taxpayers living less than 3 years from the date of the taxable gift, the gift tax paid will be included in the deceased’s taxable estate.  In both cases, appreciation in the value of the gift would not be included in the taxpayer’s adjusted taxable estate (source: Leimberg).  There are some additional benefits, subject to the facts and circumstances, such as valuation differences between assets transferred and the value of the interest itself.

As the weeks unfold (Congress reconvenes Jan 5, 2010), clients should be discussing with their estate attorneys how their current wills and wealth transfer strategies align with current rules that take effect 1/1/10 and potential new rules.  Many estate plans written over the last few years had flexibility added to documents using disclaimers, etc.  Clients should discuss the timing of pre-planned taxable gifts, the effects on children and grandchildren, GRATs, QTIPs, and CLATs.
  
Bottom line:  This is going to be a busy year for estate attorneys.
 

Always Asking, Never Assuming™

Christopher Holtby